Skip to content

Regulator guides

Regulator guides

How eight regulators supervise firms, and how to check a firm on their official registers. Guides are general and do not state that any broker is authorised.
RegulatorJurisdictionOfficial website
ASICAustralian Securities and Investments CommissionAustraliaasic.gov.au(opens in new tab)Read guide
FCAFinancial Conduct AuthorityUnited Kingdomwww.fca.org.uk(opens in new tab)Read guide
FSCAFinancial Sector Conduct AuthoritySouth Africawww.fsca.co.za(opens in new tab)Read guide
CySECCyprus Securities and Exchange CommissionCyprus (EU)www.cysec.gov.cy(opens in new tab)Read guide
NFANational Futures AssociationUnited Stateswww.nfa.futures.org(opens in new tab)Read guide
CFTCCommodity Futures Trading CommissionUnited Stateswww.cftc.gov(opens in new tab)Read guide
MASMonetary Authority of SingaporeSingaporewww.mas.gov.sg(opens in new tab)Read guide
FSAFinancial Services Agency (Japan)Japanwww.fsa.go.jp(opens in new tab)Read guide
Always reach a register by typing the regulator’s address yourself. Links from broker websites to “licence pages” can be forged.